Customer Privacy Policy Notice
Privacy Notice
What does Pullen Investment Management do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all, sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share may include:
Social security number
Account balances and transactions
Address and date of birth
How?
Financial companies generally need to share customers’ personal information to run their everyday business – to process transactions, maintain customer accounts, etc. In the section below, we list the reasons financial companies can share customer information; the reasons PIM shares; and whether you can limit this sharing.
Sharing Practices
How does PIM collect my personal information?
We collect your information when we establish a relationship with you and from other companies, such as banks or broker-dealers with whom you maintain accounts.
Does PIM disclose my personal information?
We do not disclose any non-public personal information about you or former clients to anyone, except when necessary in the performance of our duties of managing your assets. Examples of such necessary and legal disclosures would be to brokers, custodians, auditors and to execute proxy voting.
We hold ourselves to the highest standards in safekeeping and use of your information. This means that we do not sell your personal information to anyone.
How does PIM protect my personal information?
We restrict access to your personal and account information and maintain physical, electronic, and procedural safeguards to guard your non-public personal information.
Contact Us
941-266-2904